johnguild.bsky.social
@johnguild.bsky.social
Financial industry attorney. Business litigation and regulatory counsel.
Dallas, TX.
@bellnunnally Ex @gibsondunn Ex @FINRA
Dallas, TX.
@bellnunnally Ex @gibsondunn Ex @FINRA
5th Cir decision striking Nasdaq's diversity disclosure rule takes a narrow view of Exchange Act. It could have far-reaching implications for SRO rulemaking. At a minimum, it’s the Fifth Circuit flexing its muscles to redirect the SEC under 𝘓𝘰𝘰𝘱𝘦𝘳 𝘉𝘳𝘪𝘨𝘩𝘵.
December 12, 2024 at 11:28 PM
5th Cir decision striking Nasdaq's diversity disclosure rule takes a narrow view of Exchange Act. It could have far-reaching implications for SRO rulemaking. At a minimum, it’s the Fifth Circuit flexing its muscles to redirect the SEC under 𝘓𝘰𝘰𝘱𝘦𝘳 𝘉𝘳𝘪𝘨𝘩𝘵.