johnguild.bsky.social
@johnguild.bsky.social
Financial industry attorney. Business litigation and regulatory counsel.
Dallas, TX.
@bellnunnally Ex @gibsondunn Ex @FINRA
Dallas, TX.
@bellnunnally Ex @gibsondunn Ex @FINRA
The 5th Circuit had a present for FinCEN and US Treasury: a stay of the ED Tex nation-wide injunction against the Corporate Transparency Act. Reporting requirements are effective again, though FinCEN has given a short extension to January 13 for most.
More here: www.bellnunnally.com/news/corpora...
More here: www.bellnunnally.com/news/corpora...
Corporate Transparency Act Back in Effect (For Now) | Bell Nunnally & Martin LLP
A motions panel of the 5th U.S. Circuit Court of Appeals issued a stay of a nationwide injunction that would have prevented the Treasury Department from enforcing the Corporate Transparency Act (CTA)....
www.bellnunnally.com
December 24, 2024 at 4:32 AM
The 5th Circuit had a present for FinCEN and US Treasury: a stay of the ED Tex nation-wide injunction against the Corporate Transparency Act. Reporting requirements are effective again, though FinCEN has given a short extension to January 13 for most.
More here: www.bellnunnally.com/news/corpora...
More here: www.bellnunnally.com/news/corpora...
5th Cir decision striking Nasdaq's diversity disclosure rule takes a narrow view of Exchange Act. It could have far-reaching implications for SRO rulemaking. At a minimum, it’s the Fifth Circuit flexing its muscles to redirect the SEC under 𝘓𝘰𝘰𝘱𝘦𝘳 𝘉𝘳𝘪𝘨𝘩𝘵.
December 12, 2024 at 11:28 PM
5th Cir decision striking Nasdaq's diversity disclosure rule takes a narrow view of Exchange Act. It could have far-reaching implications for SRO rulemaking. At a minimum, it’s the Fifth Circuit flexing its muscles to redirect the SEC under 𝘓𝘰𝘰𝘱𝘦𝘳 𝘉𝘳𝘪𝘨𝘩𝘵.
President-elect Donald Trump will nominate Paul Atkins to chair the SEC. A Republican controlled Senate will easily confirm him absent new information: Atkins previously served as an SEC commissioner from 2002 to 2008 under President George W. Bush.
December 10, 2024 at 1:21 AM
President-elect Donald Trump will nominate Paul Atkins to chair the SEC. A Republican controlled Senate will easily confirm him absent new information: Atkins previously served as an SEC commissioner from 2002 to 2008 under President George W. Bush.
FINRA just lost its ability to expel members, and probably to bar representatives, and it’s probably a bigger deal than people seem to be letting on.
November 25, 2024 at 7:19 PM
FINRA just lost its ability to expel members, and probably to bar representatives, and it’s probably a bigger deal than people seem to be letting on.