@jackofspades71.bsky.social
Reposted
SEC Withdraws Proposed ESG Disclosure and Shareholder Submission Rules
SEC Withdraws Proposed ESG Disclosure and Shareholder Submission Rules
In a significant but not unsurprising policy shift, the U.S. Securities and Exchange Commission (SEC) has announced the withdrawal of proposed...
www.jdsupra.com
June 19, 2025 at 6:24 PM
SEC Withdraws Proposed ESG Disclosure and Shareholder Submission Rules
Reposted
Breaking News: The S&P 500 fell 1.4%, tumbling into a correction that underscores investors’ souring mood over President Trump’s policies.
Stocks Fall Into a Correction With Investors Down on Trump
The S&P 500 is now more than 10 percent below its last record high — a line in the sand for investors worried about a sell-off gathering steam.
www.nytimes.com
March 13, 2025 at 8:12 PM
Breaking News: The S&P 500 fell 1.4%, tumbling into a correction that underscores investors’ souring mood over President Trump’s policies.
Reposted
Comment Letter on voting rights now logged: www.reginfo.gov/public/do/PR...
PRA ICR Documents
www.reginfo.gov
February 24, 2025 at 3:41 PM
Comment Letter on voting rights now logged: www.reginfo.gov/public/do/PR...
Reposted
SEC Extends Compliance Date for Short Sale Reporting Rule to 2026
SEC Extends Compliance Date for Short Sale Reporting Rule to 2026
On February 6, 2025, the SEC announced that it was providing a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange...
www.jdsupra.com
February 10, 2025 at 4:55 PM
SEC Extends Compliance Date for Short Sale Reporting Rule to 2026
Reposted
#GameStop: is it a dying brick and mortar retail store, or is it undergoing a turnaround?
This is a status report that compares some core financial metrics from end of FY 2020 to GameStop's most recent quarterly filing, Q3 2024.
gmewiki.org/turnaround
This is a status report that compares some core financial metrics from end of FY 2020 to GameStop's most recent quarterly filing, Q3 2024.
gmewiki.org/turnaround
February 10, 2025 at 11:27 PM
#GameStop: is it a dying brick and mortar retail store, or is it undergoing a turnaround?
This is a status report that compares some core financial metrics from end of FY 2020 to GameStop's most recent quarterly filing, Q3 2024.
gmewiki.org/turnaround
This is a status report that compares some core financial metrics from end of FY 2020 to GameStop's most recent quarterly filing, Q3 2024.
gmewiki.org/turnaround
North American Securities Administrators Association, Inc. Comment Letter & Utah Investigation
The Division requested information from ten of the largest broker-dealers early this year, seeking information about delivery failures and instances of buy-ins to cover short sales. The objective was to
The Division requested information from ten of the largest broker-dealers early this year, seeking information about delivery failures and instances of buy-ins to cover short sales. The objective was to
January 28, 2025 at 4:38 PM
North American Securities Administrators Association, Inc. Comment Letter & Utah Investigation
The Division requested information from ten of the largest broker-dealers early this year, seeking information about delivery failures and instances of buy-ins to cover short sales. The objective was to
The Division requested information from ten of the largest broker-dealers early this year, seeking information about delivery failures and instances of buy-ins to cover short sales. The objective was to
"In effect, you request that Netting Members be allowed to treat fails as unaged (i.e., only one business day old) for purposes of the capital and customer protection rules."
www.treasurydirect.gov/laws-and-reg....
www.treasurydirect.gov/laws-and-reg....
Aged Fails Treatment — TreasuryDirect
www.treasurydirect.gov
January 28, 2025 at 4:35 PM
"In effect, you request that Netting Members be allowed to treat fails as unaged (i.e., only one business day old) for purposes of the capital and customer protection rules."
www.treasurydirect.gov/laws-and-reg....
www.treasurydirect.gov/laws-and-reg....
Empty voting by institutions is a close cousin to hedging techniques widely used by insiders (zero-cost collars, variable prepaid forward contracts, and the like) by which managers and controlling shareholders retain formal ownership of shares, while shedding some or most of their economic ownership
January 28, 2025 at 4:34 PM
Empty voting by institutions is a close cousin to hedging techniques widely used by insiders (zero-cost collars, variable prepaid forward contracts, and the like) by which managers and controlling shareholders retain formal ownership of shares, while shedding some or most of their economic ownership
S + P = C + B where
* S = stock
* P = put
* Call = call
* B = zero coupon bond
This means 2 portfolios can be constructed with identical economic value
(European Style) Put Call Parity is only true from an economic perspective
* S = stock
* P = put
* Call = call
* B = zero coupon bond
This means 2 portfolios can be constructed with identical economic value
(European Style) Put Call Parity is only true from an economic perspective
January 28, 2025 at 4:33 PM
S + P = C + B where
* S = stock
* P = put
* Call = call
* B = zero coupon bond
This means 2 portfolios can be constructed with identical economic value
(European Style) Put Call Parity is only true from an economic perspective
* S = stock
* P = put
* Call = call
* B = zero coupon bond
This means 2 portfolios can be constructed with identical economic value
(European Style) Put Call Parity is only true from an economic perspective
Looking at just 2 examples of what the SEC claims Robinhood did (there are alot more). The fine is insanely small
This shows $0.10 per instance just looking at 2 examples:
Source: sec.gov/files/litiga...
This shows $0.10 per instance just looking at 2 examples:
Source: sec.gov/files/litiga...
January 28, 2025 at 2:42 PM
Looking at just 2 examples of what the SEC claims Robinhood did (there are alot more). The fine is insanely small
This shows $0.10 per instance just looking at 2 examples:
Source: sec.gov/files/litiga...
This shows $0.10 per instance just looking at 2 examples:
Source: sec.gov/files/litiga...
January 14, 2025 at 1:15 PM
January 4, 2025 at 4:25 PM
January 4, 2025 at 4:24 PM
@warren.senate.gov
Did you know that if you have shares with a broker like Fidelity, Schwab, Robinhood, etc you do not legally own those shares. Doing so can negatively impact one share, one vote.
Did you know that if you have shares with a broker like Fidelity, Schwab, Robinhood, etc you do not legally own those shares. Doing so can negatively impact one share, one vote.
December 20, 2024 at 2:10 PM
@warren.senate.gov
Did you know that if you have shares with a broker like Fidelity, Schwab, Robinhood, etc you do not legally own those shares. Doing so can negatively impact one share, one vote.
Did you know that if you have shares with a broker like Fidelity, Schwab, Robinhood, etc you do not legally own those shares. Doing so can negatively impact one share, one vote.
Audit the DTCC & NSCC
December 20, 2024 at 2:06 PM
Audit the DTCC & NSCC
Reposted
@denniskelleher.bsky.social tells CNN's @mattegancnn.bsky.social a that getting rid of the FDIC is "one of the dumbest ideas anyone could have, and it’s a reflection of how incredibly out of touch billionaires are."
www.cnn.com/2024/12/18/b...
www.cnn.com/2024/12/18/b...
‘One of the dumbest ideas’: Abolishing the FDIC could backfire on Trump and his allies | CNN Business
The Federal Deposit Insurance Corporation (FDIC) was created during the Great Depression to restore trust in a financial system shaken by the failure of thousands of banks.
www.cnn.com
December 18, 2024 at 4:28 PM
@denniskelleher.bsky.social tells CNN's @mattegancnn.bsky.social a that getting rid of the FDIC is "one of the dumbest ideas anyone could have, and it’s a reflection of how incredibly out of touch billionaires are."
www.cnn.com/2024/12/18/b...
www.cnn.com/2024/12/18/b...
@aoc.bsky.social Did you know that if you have shares with a broker (ie Apple with Fidelity, Robinhood, etc), you do not legally own those shares? It can negatively impact shareholder democracy in addition to other types of abuse.
December 11, 2024 at 7:20 PM
@aoc.bsky.social Did you know that if you have shares with a broker (ie Apple with Fidelity, Robinhood, etc), you do not legally own those shares? It can negatively impact shareholder democracy in addition to other types of abuse.
The US government acknowledges that shorting increases the beneficial shares and as a result all beneficial owners can't vote. Said differently 1 share does not equal 1 vote.
Sources:
babel.hathitrust.org/cgi/pt?id=md...
scholarlycommons.law.hofstra.edu/cgi/viewcont...
Sources:
babel.hathitrust.org/cgi/pt?id=md...
scholarlycommons.law.hofstra.edu/cgi/viewcont...
United States congressional serial set DOC 14084 1991.
United States congressional serial set DOC 14084 1991.
babel.hathitrust.org
December 10, 2024 at 8:06 PM
The US government acknowledges that shorting increases the beneficial shares and as a result all beneficial owners can't vote. Said differently 1 share does not equal 1 vote.
Sources:
babel.hathitrust.org/cgi/pt?id=md...
scholarlycommons.law.hofstra.edu/cgi/viewcont...
Sources:
babel.hathitrust.org/cgi/pt?id=md...
scholarlycommons.law.hofstra.edu/cgi/viewcont...
Shareholder Bundle Of Rights
* Vote
* Sell
* Sue
* Inspection of books
* Receive dividends
* Right to receive pro rata distribution in liquidation
* seek an order compelling annual meeting
* see rightfull directors
Source: courts.delaware.gov/Opinions/Dow...
* Vote
* Sell
* Sue
* Inspection of books
* Receive dividends
* Right to receive pro rata distribution in liquidation
* seek an order compelling annual meeting
* see rightfull directors
Source: courts.delaware.gov/Opinions/Dow...
courts.delaware.gov
December 3, 2024 at 2:20 PM
Shareholder Bundle Of Rights
* Vote
* Sell
* Sue
* Inspection of books
* Receive dividends
* Right to receive pro rata distribution in liquidation
* seek an order compelling annual meeting
* see rightfull directors
Source: courts.delaware.gov/Opinions/Dow...
* Vote
* Sell
* Sue
* Inspection of books
* Receive dividends
* Right to receive pro rata distribution in liquidation
* seek an order compelling annual meeting
* see rightfull directors
Source: courts.delaware.gov/Opinions/Dow...
(For Record Holders):
* Only whole shares are allowed by GME
* Fractional shares are happening between the individual and the financial entity.
* Only whole shares are allowed by GME
* Fractional shares are happening between the individual and the financial entity.
December 3, 2024 at 2:18 PM
(For Record Holders):
* Only whole shares are allowed by GME
* Fractional shares are happening between the individual and the financial entity.
* Only whole shares are allowed by GME
* Fractional shares are happening between the individual and the financial entity.
This judge argues broker dealers are responsible to ensure their clients are not trading in abusive manner
@dlauer.bsky.social
@dlauer.bsky.social
November 21, 2024 at 6:43 PM
This judge argues broker dealers are responsible to ensure their clients are not trading in abusive manner
@dlauer.bsky.social
@dlauer.bsky.social
Reposted
Did you know that when you buy a stock through a broker such as Robingdahood and Fidelity you are only buying an entitlement? To take legal ownership of your assets DRS: www.whydrs.org
substack.perfectunion.us/p/how-blackr...
welcometothemachine.co
substack.perfectunion.us/p/how-blackr...
welcometothemachine.co
How BlackRock Profits Off of Every Piece of Your Life
The Big Three asset managers eroded shareholder democracy and enriched themselves while doing so.
substack.perfectunion.us
November 21, 2024 at 1:34 AM
Did you know that when you buy a stock through a broker such as Robingdahood and Fidelity you are only buying an entitlement? To take legal ownership of your assets DRS: www.whydrs.org
substack.perfectunion.us/p/how-blackr...
welcometothemachine.co
substack.perfectunion.us/p/how-blackr...
welcometothemachine.co