Bakhtiari & Harrison
@bhseclaw.bsky.social
Trusted Securities Lawyers - We represent individuals and institutions in securities arbitration and litigation claims. 1-(800) 382-7969
www.bhseclaw.com
www.bhseclaw.com
A business manager may pay bills, track expenses, oversee tax filings, manage cash flow, or even financial decisions. They are trusted partners in an unpredictable industry. Unfortunately, this trust creates opportunities for abuse #FINRAlawyers #FINRAattorneys bhseclaw.com #trustedsecuritieslawyers
December 22, 2025 at 3:23 PM
A business manager may pay bills, track expenses, oversee tax filings, manage cash flow, or even financial decisions. They are trusted partners in an unpredictable industry. Unfortunately, this trust creates opportunities for abuse #FINRAlawyers #FINRAattorneys bhseclaw.com #trustedsecuritieslawyers
The transition from broker to an IA is a major career step toward a fiduciary standard, deeper client ties, and more autonomy. For brokers aiming to become IAs, any blemish on their public record can block their progress. bhseclaw.com/blog/finra-e... #FINRAlawyers #FINRAattorneys #FINRAexpungement
December 20, 2025 at 7:11 PM
The transition from broker to an IA is a major career step toward a fiduciary standard, deeper client ties, and more autonomy. For brokers aiming to become IAs, any blemish on their public record can block their progress. bhseclaw.com/blog/finra-e... #FINRAlawyers #FINRAattorneys #FINRAexpungement
Sophisticated and High Net Worth Investors
With decades of combined experience, our attorneys understand that affluent investors face unique financial exposures, intricate asset structures, and higher-stakes risks bhseclaw.com #trustedsecuritieslawyers #finralawyers #investmentfraudlawyers
With decades of combined experience, our attorneys understand that affluent investors face unique financial exposures, intricate asset structures, and higher-stakes risks bhseclaw.com #trustedsecuritieslawyers #finralawyers #investmentfraudlawyers
December 19, 2025 at 4:34 PM
Sophisticated and High Net Worth Investors
With decades of combined experience, our attorneys understand that affluent investors face unique financial exposures, intricate asset structures, and higher-stakes risks bhseclaw.com #trustedsecuritieslawyers #finralawyers #investmentfraudlawyers
With decades of combined experience, our attorneys understand that affluent investors face unique financial exposures, intricate asset structures, and higher-stakes risks bhseclaw.com #trustedsecuritieslawyers #finralawyers #investmentfraudlawyers
Nationwide Representation in Securities Arbitration, Regulatory Investigations and Employment Claims
We offer nationwide representation of individuals and institutions in disputes involving the securities industry bhseclaw.com #investmentfraudlawyers #FINRAlawyers #trustedsecuritieslawyers
We offer nationwide representation of individuals and institutions in disputes involving the securities industry bhseclaw.com #investmentfraudlawyers #FINRAlawyers #trustedsecuritieslawyers
December 18, 2025 at 8:29 PM
Nationwide Representation in Securities Arbitration, Regulatory Investigations and Employment Claims
We offer nationwide representation of individuals and institutions in disputes involving the securities industry bhseclaw.com #investmentfraudlawyers #FINRAlawyers #trustedsecuritieslawyers
We offer nationwide representation of individuals and institutions in disputes involving the securities industry bhseclaw.com #investmentfraudlawyers #FINRAlawyers #trustedsecuritieslawyers
Bakhtiari & Harrison – Trusted Securities Lawyers
We are a top rated nationwide law firm that represents individuals and institutions in FINRA arbitration and litigation claims. bhseclaw.com/the-firm/ #FINRAlawyers #FINRAattorneys #investmentfraudlawyers #investmentfraudattorneys
We are a top rated nationwide law firm that represents individuals and institutions in FINRA arbitration and litigation claims. bhseclaw.com/the-firm/ #FINRAlawyers #FINRAattorneys #investmentfraudlawyers #investmentfraudattorneys
December 17, 2025 at 8:18 PM
Bakhtiari & Harrison – Trusted Securities Lawyers
We are a top rated nationwide law firm that represents individuals and institutions in FINRA arbitration and litigation claims. bhseclaw.com/the-firm/ #FINRAlawyers #FINRAattorneys #investmentfraudlawyers #investmentfraudattorneys
We are a top rated nationwide law firm that represents individuals and institutions in FINRA arbitration and litigation claims. bhseclaw.com/the-firm/ #FINRAlawyers #FINRAattorneys #investmentfraudlawyers #investmentfraudattorneys
Elder financial fraud is one of the fastest-growing areas of investment misconduct. Seniors are targeted by dishonest brokers, unlicensed individuals, and high-pressure sales operations that exploit trust, limited financial knowledge, and the desire for stable retirement income bhseclaw.com
December 16, 2025 at 4:43 PM
Elder financial fraud is one of the fastest-growing areas of investment misconduct. Seniors are targeted by dishonest brokers, unlicensed individuals, and high-pressure sales operations that exploit trust, limited financial knowledge, and the desire for stable retirement income bhseclaw.com
Understanding Startup Equity: Where Fraud Often Begins
Startup equity comes in many forms, and fraudsters often exploit confusion around these categories. bhseclaw.com/blog/what-ca... #finralawyers #finraattorneys #bhseclaw
Startup equity comes in many forms, and fraudsters often exploit confusion around these categories. bhseclaw.com/blog/what-ca... #finralawyers #finraattorneys #bhseclaw
December 11, 2025 at 10:54 PM
Understanding Startup Equity: Where Fraud Often Begins
Startup equity comes in many forms, and fraudsters often exploit confusion around these categories. bhseclaw.com/blog/what-ca... #finralawyers #finraattorneys #bhseclaw
Startup equity comes in many forms, and fraudsters often exploit confusion around these categories. bhseclaw.com/blog/what-ca... #finralawyers #finraattorneys #bhseclaw
California’s investor protection laws are among the strongest in the country, offering options to stop the abuse and recover losses. bhseclaw.com/blog/elder-f... #investmentfraudlawyer #finralawyer #finraattorney
December 9, 2025 at 9:14 PM
California’s investor protection laws are among the strongest in the country, offering options to stop the abuse and recover losses. bhseclaw.com/blog/elder-f... #investmentfraudlawyer #finralawyer #finraattorney
Disclosure is one of the most important duties a financial advisor owes to a client. When a broker fails to disclose material risks—or intentionally minimizes or hides them—the investor cannot make an informed decision bhseclaw.com/blog/failure... #finralawyers #finraattorneys #investmentfraudlawyer
December 8, 2025 at 4:52 PM
Disclosure is one of the most important duties a financial advisor owes to a client. When a broker fails to disclose material risks—or intentionally minimizes or hides them—the investor cannot make an informed decision bhseclaw.com/blog/failure... #finralawyers #finraattorneys #investmentfraudlawyer
Selling away is one of the most deceptive and damaging forms of broker misconduct. It occurs when a financial advisor recommends or sells an investment that is not approved or supervised by their brokerage firm bhseclaw.com/blog/selling... #finralawyers #investmentfraudlawyers #finraattorneys
December 7, 2025 at 10:34 PM
Selling away is one of the most deceptive and damaging forms of broker misconduct. It occurs when a financial advisor recommends or sells an investment that is not approved or supervised by their brokerage firm bhseclaw.com/blog/selling... #finralawyers #investmentfraudlawyers #finraattorneys
Elder financial fraud is one of the fastest-growing areas of investment misconduct. Seniors are frequently targeted by dishonest brokers that exploit trust, limited financial knowledge, and the desire for stable retirement income. bhseclaw.com/blog/elder-f... #finralawyers #investmentfraudlawyers
December 7, 2025 at 10:29 PM
Elder financial fraud is one of the fastest-growing areas of investment misconduct. Seniors are frequently targeted by dishonest brokers that exploit trust, limited financial knowledge, and the desire for stable retirement income. bhseclaw.com/blog/elder-f... #finralawyers #investmentfraudlawyers
When used responsibly, margin increases buying power and can enhance gains. But when misused by encouraging excessive leverage, placing unauthorized trades, or failing to disclose risks—investors can suffer devastating losses bhseclaw.com/blog/margin-... #FINRAlawyers #investmentfraudlawyers
December 5, 2025 at 5:30 PM
When used responsibly, margin increases buying power and can enhance gains. But when misused by encouraging excessive leverage, placing unauthorized trades, or failing to disclose risks—investors can suffer devastating losses bhseclaw.com/blog/margin-... #FINRAlawyers #investmentfraudlawyers
Whether through false statements, omissions, or exaggerations, misleading information can cause serious financial loss. Fortunately, FINRA rules protect investors and provide powerful tools for recovering damages through arbitration. bhseclaw.com/blog/misrepr... #investmentfraudlawyers #finralawyers
December 4, 2025 at 4:24 PM
Whether through false statements, omissions, or exaggerations, misleading information can cause serious financial loss. Fortunately, FINRA rules protect investors and provide powerful tools for recovering damages through arbitration. bhseclaw.com/blog/misrepr... #investmentfraudlawyers #finralawyers
Churning is one of the most damaging and deceptive forms of broker misconduct. It occurs when an advisor excessively trades an account for the purpose of generating fees—not improving the client’s financial position. bhseclaw.com/blog/churnin... #churning #investmentfraudattorneys #finraattorneys
December 3, 2025 at 7:27 PM
Churning is one of the most damaging and deceptive forms of broker misconduct. It occurs when an advisor excessively trades an account for the purpose of generating fees—not improving the client’s financial position. bhseclaw.com/blog/churnin... #churning #investmentfraudattorneys #finraattorneys
Retirees, professionals, tech employees, and high-net-worth individuals are targeted with private deals that appear safe, exclusive, or “institutional-grade” but are in fact illiquid, speculative, and riskier than disclosed bhseclaw.com/blog/califor... #investmentfraudlawyers #finralawyers #bhseclaw
December 1, 2025 at 7:33 PM
Retirees, professionals, tech employees, and high-net-worth individuals are targeted with private deals that appear safe, exclusive, or “institutional-grade” but are in fact illiquid, speculative, and riskier than disclosed bhseclaw.com/blog/califor... #investmentfraudlawyers #finralawyers #bhseclaw
When investors suffer financial losses due to broker misconduct, the advisor is not the only party who may be responsible. Under federal securities laws and FINRA rules, brokerage firms have a duty to supervise their representatives. bhseclaw.com/blog/failure... #investmentfraudlawyers #finralawyers
November 30, 2025 at 3:38 PM
When investors suffer financial losses due to broker misconduct, the advisor is not the only party who may be responsible. Under federal securities laws and FINRA rules, brokerage firms have a duty to supervise their representatives. bhseclaw.com/blog/failure... #investmentfraudlawyers #finralawyers
When a broker suddenly stops returning calls, ignores emails, or avoids meetings, it may be more than just poor customer service—it can be a warning sign of deeper issues, including negligence, misconduct, or potential investment fraud bhseclaw.com/blog/what-to... #investmentfraudlawyer #finralawyer
November 28, 2025 at 9:47 PM
When a broker suddenly stops returning calls, ignores emails, or avoids meetings, it may be more than just poor customer service—it can be a warning sign of deeper issues, including negligence, misconduct, or potential investment fraud bhseclaw.com/blog/what-to... #investmentfraudlawyer #finralawyer
While the broader market may be up, your portfolio seems to be treading water or losing value. Often, the cause isn’t a bad market or a single poor stock pick, but a more subtle problem: your advisor has failed to keep your profile up to date. bhseclaw.com/blog/lost-mo... #FINRAlawyers #bhseclaw
November 26, 2025 at 2:34 PM
While the broader market may be up, your portfolio seems to be treading water or losing value. Often, the cause isn’t a bad market or a single poor stock pick, but a more subtle problem: your advisor has failed to keep your profile up to date. bhseclaw.com/blog/lost-mo... #FINRAlawyers #bhseclaw
When investors lose money due to broker misconduct or unsuitable recommendations, they often assume their only option is to sue in court. However, most brokerage agreements require disputes to be resolved through FINRA arbitration. bhseclaw.com/blog/underst... #investmentfraudlawyer #FINRAlawyers
November 24, 2025 at 4:29 PM
When investors lose money due to broker misconduct or unsuitable recommendations, they often assume their only option is to sue in court. However, most brokerage agreements require disputes to be resolved through FINRA arbitration. bhseclaw.com/blog/underst... #investmentfraudlawyer #FINRAlawyers
FINRA’s rules surrounding expungement are technical, and the process has become more stringent over time due. Attempting expungement without legal representation often leads to procedural issues. bhseclaw.com/blog/finra-e... #FINRAexpungement #bhseclaw #securitieslawyers #securitiesattorneys
November 19, 2025 at 8:29 PM
FINRA’s rules surrounding expungement are technical, and the process has become more stringent over time due. Attempting expungement without legal representation often leads to procedural issues. bhseclaw.com/blog/finra-e... #FINRAexpungement #bhseclaw #securitieslawyers #securitiesattorneys
The Psychology Behind Investment Fraud
Fraudsters exploit trust, authority, and emotion. They create urgency and appeal to greed by promising outsized returns, or exploit fear of missing out by referencing “exclusive opportunities.” bhseclaw.com/blog/signs-y... #investmentfraudlawyers #bhseclaw
Fraudsters exploit trust, authority, and emotion. They create urgency and appeal to greed by promising outsized returns, or exploit fear of missing out by referencing “exclusive opportunities.” bhseclaw.com/blog/signs-y... #investmentfraudlawyers #bhseclaw
November 18, 2025 at 5:42 PM
The Psychology Behind Investment Fraud
Fraudsters exploit trust, authority, and emotion. They create urgency and appeal to greed by promising outsized returns, or exploit fear of missing out by referencing “exclusive opportunities.” bhseclaw.com/blog/signs-y... #investmentfraudlawyers #bhseclaw
Fraudsters exploit trust, authority, and emotion. They create urgency and appeal to greed by promising outsized returns, or exploit fear of missing out by referencing “exclusive opportunities.” bhseclaw.com/blog/signs-y... #investmentfraudlawyers #bhseclaw
An investment fraud attorney begins by distinguishing legitimate market loss from loss caused by rule violations. Every broker-dealer and registered representative must comply with securities laws, fiduciary duties, and FINRA standards bhseclaw.com/blog/when-to... #investmentfraudattorneys #bhseclaw
November 16, 2025 at 11:26 PM
An investment fraud attorney begins by distinguishing legitimate market loss from loss caused by rule violations. Every broker-dealer and registered representative must comply with securities laws, fiduciary duties, and FINRA standards bhseclaw.com/blog/when-to... #investmentfraudattorneys #bhseclaw
What is FINRA BrokerCheck?
The Financial Industry Regulatory Authority (FINRA) provides a vital tool called FINRA BrokerCheck, designed to offer insights into the backgrounds of brokers, investment advisers, and brokerage firms. bhseclaw.com/what-is-finr... #FINRAbrokercheck #bhseclaw
The Financial Industry Regulatory Authority (FINRA) provides a vital tool called FINRA BrokerCheck, designed to offer insights into the backgrounds of brokers, investment advisers, and brokerage firms. bhseclaw.com/what-is-finr... #FINRAbrokercheck #bhseclaw
November 15, 2025 at 10:14 PM
What is FINRA BrokerCheck?
The Financial Industry Regulatory Authority (FINRA) provides a vital tool called FINRA BrokerCheck, designed to offer insights into the backgrounds of brokers, investment advisers, and brokerage firms. bhseclaw.com/what-is-finr... #FINRAbrokercheck #bhseclaw
The Financial Industry Regulatory Authority (FINRA) provides a vital tool called FINRA BrokerCheck, designed to offer insights into the backgrounds of brokers, investment advisers, and brokerage firms. bhseclaw.com/what-is-finr... #FINRAbrokercheck #bhseclaw
Understanding FINRA Arbitration
When an investor experiences financial loss due to misconduct, by a broker or investment firm, the first question is often: “Do I have to go to court?” In most cases, the answer is no. bhseclaw.com/blog/guide-f... #FINRAarbitration #investmentlawyer
When an investor experiences financial loss due to misconduct, by a broker or investment firm, the first question is often: “Do I have to go to court?” In most cases, the answer is no. bhseclaw.com/blog/guide-f... #FINRAarbitration #investmentlawyer
November 14, 2025 at 4:51 PM
Understanding FINRA Arbitration
When an investor experiences financial loss due to misconduct, by a broker or investment firm, the first question is often: “Do I have to go to court?” In most cases, the answer is no. bhseclaw.com/blog/guide-f... #FINRAarbitration #investmentlawyer
When an investor experiences financial loss due to misconduct, by a broker or investment firm, the first question is often: “Do I have to go to court?” In most cases, the answer is no. bhseclaw.com/blog/guide-f... #FINRAarbitration #investmentlawyer
Investigating Claims of Investment Fraud
An investigation often begins with gathering all account documents, correspondence, and disclosure forms. The lawyer studies patterns in the trading data to detect signs of misconduct. bhseclaw.com/blog/what-an...
An investigation often begins with gathering all account documents, correspondence, and disclosure forms. The lawyer studies patterns in the trading data to detect signs of misconduct. bhseclaw.com/blog/what-an...
November 13, 2025 at 8:07 PM
Investigating Claims of Investment Fraud
An investigation often begins with gathering all account documents, correspondence, and disclosure forms. The lawyer studies patterns in the trading data to detect signs of misconduct. bhseclaw.com/blog/what-an...
An investigation often begins with gathering all account documents, correspondence, and disclosure forms. The lawyer studies patterns in the trading data to detect signs of misconduct. bhseclaw.com/blog/what-an...