Colonial Stock Transfer
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colonialstock.bsky.social
Colonial Stock Transfer
@colonialstock.bsky.social
SEC-registered Transfer Agent since 1987
🏢 Full-service stock transfer & cap table management
📈 Corporate actions, DTC FAST/DWAC/DRS services
💼 Expert dividend distribution & shareholder services
⚡️ Responsive customer support
Increase liquidity and simplify trading with DTC Eligibility.

• OTC companies can trade their securities more easily.
• Enable faster, low-cost clearing and broker transactions
• Upgrade to DWAC/DRS eligibility for electronic, streamlined delivery.

www.colonialstock.com/dtceligibili...

#DTCEligib
November 25, 2025 at 4:01 PM
A Special Purpose Acquisition Company (SPAC) raises funds through an IPO to merge with a private company, offering a faster route to go public.

• Operates under a 18–24 month deadline to complete a merger
• Provides liquidity and early growth access for investors
• Returns IPO funds if no deal is c
November 18, 2025 at 3:00 PM
The SEC now requires detailed, crypto-specific disclosures under Regulation S-K for companies offering or registering crypto asset securities.

• Describe actual digital-asset operations, not broad blockchain theory
• Include milestones, costs, and governance details
• Ensure consistency across all
November 14, 2025 at 4:01 PM
Nasdaq’s October 2025 proposal could reshape small-cap compliance. The new rule allows immediate delisting for companies trading under $0.10 with MVLS below $5M for 10 days.

• Ends 180-day cure period for distressed issuers
• Targets thinly traded, low-float securities
• Moves delisted firms to OTC
November 13, 2025 at 4:01 PM
Rule 144 helps investors legally resell restricted shares while staying SEC-compliant.

• Wait 6–12 months before resale
• Ensure public company info is current
• Affiliates must file Form 144
• Use a trusted transfer agent

Stay compliant, trade confidently.

blog.colonialstock.com/how-to-prope...
November 12, 2025 at 4:01 PM
Since 1987, Colonial Stock Transfer has been a trusted SEC-registered stock transfer agent helping companies simplify shareholder management.

• Fast, accurate stock transfers, issuances & restriction removals
• Expert dividend and proxy management services
• Secure online cap table tracking and rec
November 10, 2025 at 4:01 PM
The New OTCID Tier- Reshaping the OTC landscape.

• Expands OTC listing access for early-stage and microcap issuers
• Easiest listing standard for OTC Markets with clear requirements
• Great option for microcap issuers looking to list after meeting Reg A or S-1 offering requirements

Learn more abou
October 20, 2025 at 3:00 PM
Colonial Stock Transfer is proud to sponsor the LD Micro Main Event 2025!

Hotel del Coronado, San Diego

October 19–21, 2025

Join top executives, investors, and innovators for three days of presentations, networking, and opportunities in the micro and small-cap space.

#LDMicro #InvestorConference
October 6, 2025 at 3:00 PM
Navigating a Possible Public Listing? Don't Underestimate the "Thorny Path" to Public Trading!

For unlisted companies aiming to go public without a traditional IPO, the journey is complex and takes months

At Colonial Stock Transfer & Lowenstein, we know the key hurdles:

Quote Publication: Clea
September 30, 2025 at 2:00 PM
Congratulations to (NASDAQ: DFDV) DeFi Development, our client, on successfully completing a $125 million equity offering.

This proceeds will be deployed into both spot SOL and discounted locked SOL, enabling the Company to expand its treasury holdings. As a result, the transaction is expected to
September 29, 2025 at 3:01 PM
Congratulations to our client (NYSE American: VENU) Venu Holding Corporation on the successful closing of its S-1 public offering of 2,875,000 shares for gross proceeds of $34.5 million.

This financing will help fund the development of the Sunset McKinney and Sunset Broken Arrow venues, along with
September 26, 2025 at 3:00 PM
We congratulate our client, (NASDAQ: LGVN) Longeveron Inc., a leader in regenerative medicine, for the closing of its public offering of $17.5 million ($5.0 million upfront with up to an additional $12.5 million of potential aggregate gross proceeds upon the exercise in full of short-term warrants)
September 25, 2025 at 3:00 PM
Listing isn’t one-size-fits-all.

✅ OTCQB/OTCQX: Low barrier, high flexibility

✅ NASDAQ Capital Market: Governance + growth

✅ NYSE American: Visibility with manageable thresholds

Colonial helps tailor your path to public markets.

#IPOReady #ListingStrategy #CapitalMarkets #OTCMarkets #NASDAQ
August 28, 2025 at 4:01 PM
50 states. One trusted partner.

Colonial handles Blue Sky Rule 506 filings with:

✅ Accurate fee tracking

✅ State-by-state guidance

✅ Full exemption & filing support

Simple. Compliant. Cost-efficient.

#BlueSkyCompliance #FormD #SECCompliance #CapitalMarkets #TransferAgent
August 21, 2025 at 4:00 PM
Still tracking options in spreadsheets? Time to switch.\

Colonial’s cloud platform streamlines equity management:

✅ ISOs, NSOs, RSUs, warrants

✅ Auto Black-Scholes & vesting

✅ Global compliance & real-time access

Equity, simplified.

#EquityCompensation #StockOptions #SECCompliance #Transfe
August 19, 2025 at 4:00 PM
Boost retention and performance with a flexible ESPP.

Colonial makes it easy to manage employee stock plans:

✅ Share updates/purchasing & online enrollment

✅ Admin/investor portals & IRS tracking

✅ Trade execution, 1099s & dedicated support

Tailored plans. Trusted since 1987.

#ESPP #Equity
August 15, 2025 at 4:00 PM
Still uploading SEC filings manually? Let’s fix that.

Colonial auto-feeds your EDGAR/XBRL filings to your site—no extra work.

✅ Real-time PDF, HTML, XBRL display

✅ Centralized archive

✅ Easy web integration

Save time. Impress investors. Stay compliant.

#EDGARHosting #SECCompliance #Investo
August 13, 2025 at 4:00 PM
Section 16 filings made simple.

✅ File Form 4 directly to EDGAR

✅ Auto-fill data & archive forms

✅ Instant proofs & confirmations

Web-based. Real-time. Hassle-free.

#Section16 #SECCompliance #EDGAR #Form345 #InsiderFiling #LegalTech
www.colonialstock.com/section16.htm
August 8, 2025 at 4:00 PM
Crowdfunding under Reg CF? Stay compliant from day one.

Colonial handles all required SEC filings:

✅ Form C, C-U, C-AR, C-TR

✅ Form ID access codes

✅ Fast, accurate, and hassle-free

Secure your raise. File with confidence.

#RegCF #FormC #SECCompliance #Crowdfunding #TransferAgent #Startup
August 6, 2025 at 4:00 PM
Need SEC access codes? Start with Form ID.

Colonial Stock Transfer makes it easy:

✅ $100 flat fee

✅ Same-day rush available

✅ Since 1987, SEC-registered & EDGAR-ready

Fast. Compliant. Trusted.

#FormID #EDGAR #SECCompliance #TransferAgent #StartupCompliance #Form345
August 1, 2025 at 4:01 PM
Whether you issue cash dividends or offer reinvestment plans, Colonial Stock Transfer automates the process end-to-end.

✅ Cash & stock dividends

✅ DRIP setup & tracking

✅ Tax reporting compliance

🔗 Start here: www.colonialstock.com/issuerconsultation.htm

#DividendManagement #C href="/hashtag/CorporateFinance" class="hover:underline text-blue-600 dark:text-sky-400 no-card-link">#CorporateFinance #C
July 31, 2025 at 4:00 PM
Colonial Stock Transfer ensures your ownership records are accurate, audit-ready, and always accessible.

📁 Digital ledger management
📨 Secure communications
📈 Real-time shareholder data

🔗 Visit: www.colonialstock.com/transfer-agent-services.htm

#ShareholderServices #InvestorTrust #ColonialStock
July 29, 2025 at 4:01 PM
From your first funding round to becoming a public company, Colonial Stock Transfer supports your journey with SEC-registered expertise.

✅ Cap table accuracy
✅ Shareholder communications
✅ Dividend and proxy management

🔗 Learn more: www.colonialstock.com/transfer-agent-services.htm

#TransferAgent
July 24, 2025 at 4:00 PM
Colonial Stock Transfer is a fully registered SEC transfer agent, ready to assist with audits, stock issuances, shareholder transfers and support, investor records.

🔗 Visit: www.colonialstock.com/sec-filings.htm
July 22, 2025 at 4:00 PM
Colonial Stock Transfer helps public and private companies manage shareholder data, dividend issuance, and restricted stock—all in one place.

🔗 Simplify now: www.colonialstock.com/issuerconsultation.htm
July 17, 2025 at 4:00 PM