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The HBC pension shortfall highlights risk: many pension plans still face unexpected capital losses—especially in insolvency.

IT’s not just misconduct that costs pensioners: billions are lost by failing to participate in class action settlements.

More on LinkedIn ↓
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#pensions #securitieslitigation #invstorprotection #classactions… | Matthew W. Taylor
The Hudson’s Bay shortfall is a stark reminder: pension vulnerabilities persist—and are accentuated during times of economic uncertainty. While legislative reforms have ensured that registered pensio...
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April 7, 2025 at 1:42 PM
Can crypto platforms be liable for selling derivatives without a prospectus?

‘Maybe’, says ONCA.

Read more in my article for Investment Executive: lnkd.in/gWvdSGkT

#SecuritiesLaw #InvestorProtection #CryptoLaw #CapitalMarkets #PortfolioManagement #WealthManagement
#CryptoRegulation
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March 25, 2025 at 12:52 PM
Can an Ontario class action be conditionally certified?

The Court of Appeal answered that question with an unconditional 'no' in Knisley v. Canada, 2025 ONCA 185.

Analysis here:

www.linkedin.com/posts/matthe...

Full reasons here: lnkd.in/gH-EpSJP

#classactions #ontariolaw #accesstojustice #A2J
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March 12, 2025 at 12:03 AM
Thinking of settling with a financial regulator? Think through all the consequences. Check out my LinkedIn article to learn more.

www.linkedin.com/posts/matthe...
Matthew W. Taylor on LinkedIn: How does that regulatory settlement agreement affect you down the line?
Thinking of settling with a financial regulator? Keep long-term affects in mind.
www.linkedin.com
March 6, 2025 at 2:34 AM
Should you recommend leveraged investments to a 60-something with little means? What if it's for 'conservative' mutual funds?

CIRO staff say 'no' (shocking) & remind us that some leveraged strategies don’t use a margin account.

Allegations: lnkd.in/gUhWc-Cy
#Suitability #InvestorProtection #CIRO
March 2, 2025 at 7:12 PM